Compliance, Audit and IT Controls
GAP Resources provides high value-added subject matter expertise to efficiently support your compliance and audit needs. We assess your organizations’ processes so that control and compliance activities can be tailored and integrated within your organization. As a result, control execution is more understood, sustainable and cost-effective.
Clients have leveraged our expertise to design control execution the first time to develop the most efficient approach to meet the required objectives. Once an approach is put into place your organization will live with it for years to come.
Our team can assist with IT and business control specific projects, or part-time or full-time ongoing support addressing such areas as:
Control Automation and Transformation – Control process assessment, change implementation and coordinating with audit stakeholders to demonstrate that changes address control requirements and also improve efficiency, effectiveness and auditability.
New Control Program Implementation – Based on the control criteria, (SOX, SOC, etc.) identifying current or new control processes, assisting with change management, providing audit “perspective” leverage the multiple approaches our experienced team has encountered.
IT Controls – IT controls expertise spanning security, infrastructure, change management and user recertification addressing SOX and SOC implementation and/or improvements. Monitor controls execution, manage external compliance requests (external auditors, internal audit, and customer auditors) and, in compliance role, assist with control execution and/or documentation.
Internal Audit Outsourcing or Temporary Support – A dedicated role to cover assigned internal audit activities executed efficiently while adopting any requirements and documentation of our client.
Audit Preparation or Control Deficiency Remediation – Anticipate audit requirements and steps, manage required changes, assist control executors to effectively communicate their controls.